Risk & Regulatory

In the world of financial services, whether you're a traditional bank or a fintech start-up, dealing with ever-changing regulatory requirements and supervisory expectations is a constant challenge.

Managing aspects such as licensing, regulatory reporting (on top of all other internal and external reporting) and supervisory exercises (such as on-site inspections), while trying to scale or sustain profitability is challenging.

Finding the right partner or 'co-pilot' can ease the pain and ensure you stay compliant while managing risks and maintaining the focus on growth.

Number of annual Skilled Person Reviews (s166) commissioned by PRA & FCA

Capabilities portfolio

Licensing

Support

Support covers entire licensing process from preparation of application documentation (e.g. business plans) to strategic advice on regulator interactions and communication.

Regulatory Submission Assistance

Support in review and preparation of any regulatory reports as required by the regulator. Such reports include Pillar 1 COREP & FINREP, Pillar 2 ICAAP and ILAAP, as well as recovery plans.

Risk framework Enhancement

Focus on assess the effectiveness of risk appetite, risk identification, measurement, management and monitoring processes, as well as policy stack, whether enterprise-wide or risk-specific.

Regulatory

Exercises

Support in managing supervisory readiness and response programmes, whether preparation for on-site inspections or remediation of supervisory feedback.

Projects & Credentials

Regulatory reporting support

Provided crucial regulatory submission support to numerous Eurozone and UK banks, specifically focusing on capital and liquidity reporting. This encompassed various aspects: (1) support in preparing Pillar 1 regulatory reports such as COREP and FINREP; (2) Internal Capital Adequacy Assessment Process (ICAAP); (3) Internal Liquidity Adequacy Assessment Process (ILAAP); and (4) Recovery plans.